Comprehensive Wealth Management LLC (“CWM”), a federally registered investment adviser, has entered into a written agreement (“Compensation Arrangement”) with SmartAsset under which SmartAsset refers potential clients to CWM.
CWM pays SmartAsset a monthly flat fee for client referrals. The payment is not contingent on whether a prospective client becomes a client of CWM. Due to this Compensation Arrangement, SmartAsset has an added incentive to recommend CWM to you, resulting in a material conflict of interest.
SmartAsset’s receipt of fees from CWM does not result in any additional charge to you. The fee is paid solely by CWM to SmartAsset regardless of whether you become a client of CWM. Accordingly, CWM will not charge you any additional fees or expenses as a result of the referral fees payable to SmartAsset.
SmartAsset’s role is exclusively limited to that of a referral provider, and SmartAsset is neither a client, agent, affiliate, representative, nor an employee of CWM. SmartAsset does not provide investment-related advice on behalf of CWM; only CWM will make such recommendations if you enter into an investment advisor agreement. All referral arrangements are made in compliance with applicable state and SEC regulations.
For important information related to our fees and services, please review CWM’s Form CRS and ADV Part 2A.
If you should have any questions, please contact CWM at (425) 778-6160.